We have given strategic compliance advice to the following firms:
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An established City-based corporate finance firm specialising in advising on unquoted equity fundraisings.
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An off-shore investment advisory company establishing a UK-based unquoted equity fund (as an enterprise investment scheme).
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A new division of an FSA-Authorised firm performing due diligence and investment monitoring for private investors.
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A newly formed corporate finance and early stage investment firm requiring authorisation and needing to establish procedures and processes from scratch.
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A UK-based, overseas property development fund (as a collective investment scheme).
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A reruitment agency specialising in NEDs for private equity and venture capital.
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A high-growth incubator of early stage companies.
Each of these businesses has also used compliance consulting firms and lawyers to give advice but each needed more strategic advice which offered them practical and well thought through solutions. That is why they sought advice from us.
If you would like to discuss any aspects of compliance, please do call or e-mail us.
