Ad Hoc Advice on Projects & Issues

As well as ongoing advice, most firms will require occasional, more intensive, advice either to acheive a specific strategic goal or to overcome a particular issue. 

Examples of our recent acheivements include:

• Designing strategic alterations to a client’s permissions and corporate structure to reduce FSA-required capital reserves by over 90%
• Overseeing an application to the FSA from a new corporate finance firm
• Creating and writing processes for two corporate finance firms
• Updating documents and processes after FSA rule changes (CRD and MiFID)
• Creating and writing processes for a new division operating in a new market
• Designing a plan for an innovative private equity investment scheme to market directly to individuals rather than IFAs
• Creating compliant summary documents for an overseas property investment fund

If you would like to discuss any projects or issues that require strategic compliance advice, please do call or e-mail us.